Interpersonal Neurobiology
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Interpersonal neurobiology (IPNB) or relational neurobiology is an
interdisciplinary Interdisciplinarity or interdisciplinary studies involves the combination of multiple academic disciplines into one activity (e.g., a research project). It draws knowledge from several other fields like sociology, anthropology, psychology, ec ...
framework that claims that . It was developed in the 1990s by
Daniel J. Siegel Daniel J. Siegel (born July 17, 1957) is a clinical professor of psychiatry at the UCLA School of Medicine and executive director of the Mindsight Institute. Background Daniel J. Siegel received his medical degree from Harvard Medical School ...
. who sought to bring together scientific disciplines to demonstrate how the
mind The mind is the set of faculties responsible for all mental phenomena. Often the term is also identified with the phenomena themselves. These faculties include thought, imagination, memory, will, and sensation. They are responsible for various m ...
,
brain A brain is an organ that serves as the center of the nervous system in all vertebrate and most invertebrate animals. It is located in the head, usually close to the sensory organs for senses such as vision. It is the most complex organ in a v ...
, and relationships integrate. IPNB views the mind as a process that regulates the flow of energy and information through its neurocircuitry, which is then shared and regulated between people through engagement, connection, and communication. Drawing on
systems theory Systems theory is the interdisciplinary study of systems, i.e. cohesive groups of interrelated, interdependent components that can be natural or human-made. Every system has causal boundaries, is influenced by its context, defined by its structu ...
, Siegel proposed that these processes within
interpersonal relationship The concept of interpersonal relationship involves social associations, connections, or affiliations between two or more people. Interpersonal relationships vary in their degree of intimacy or self-disclosure, but also in their duration, in t ...
s can shape nervous system maturation. Siegel claimed that the mind has an irreducible quality which informs this approach. IPNB proposes that interpersonal experiences have substantial impact on brain development early in life. Siegel notes that disruptions to the continuity, presence, and availability of the caregiver result in
attachment disorder Attachment disorder is a broad term intended to describe disorders of mood, behavior, and social relationships arising from unavailability of normal socializing care and attention from primary care giving figures in early childhood. Such a fail ...
s that manifest as physical changes in neural structures that shape the perception of reality. The claim is that this influences emotional intelligence, complexity of behaviours, and flexibility of responses later in life. IPNB asserts a causal interaction between genetic composition and social experiences influencing neurobiological and psychological functioning.


History

At the
University of California The University of California (UC) is a public land-grant research university system in the U.S. state of California. The system is composed of the campuses at Berkeley, Davis, Irvine, Los Angeles, Merced, Riverside, San Diego, San Francisco, ...
Siegel gathered academics from fields including
anthropology Anthropology is the scientific study of humanity, concerned with human behavior, human biology, cultures, societies, and linguistics, in both the present and past, including past human species. Social anthropology studies patterns of behavi ...
,
physics Physics is the natural science that studies matter, its fundamental constituents, its motion and behavior through space and time, and the related entities of energy and force. "Physical science is that department of knowledge which r ...
,
neuroscience Neuroscience is the scientific study of the nervous system (the brain, spinal cord, and peripheral nervous system), its functions and disorders. It is a multidisciplinary science that combines physiology, anatomy, molecular biology, development ...
,
sociology Sociology is a social science that focuses on society, human social behavior, patterns of Interpersonal ties, social relationships, social interaction, and aspects of culture associated with everyday life. It uses various methods of Empirical ...
,
linguistics Linguistics is the scientific study of human language. It is called a scientific study because it entails a comprehensive, systematic, objective, and precise analysis of all aspects of language, particularly its nature and structure. Linguis ...
,
genetics Genetics is the study of genes, genetic variation, and heredity in organisms.Hartl D, Jones E (2005) It is an important branch in biology because heredity is vital to organisms' evolution. Gregor Mendel, a Moravian Augustinian friar wor ...
, and
psychiatry Psychiatry is the medical specialty devoted to the diagnosis, prevention, and treatment of mental disorders. These include various maladaptations related to mood, behaviour, cognition, and perceptions. See glossary of psychiatry. Initial psych ...
. At this meeting, he argued that contemporary understanding of the 'mind' and the effect of social relationships on brain development/functioning was underdeveloped. The term ''mind'' lacks a rigorous definition. The oldest and still common reference is to
Hippocrates Hippocrates of Kos (; grc-gre, Ἱπποκράτης ὁ Κῷος, Hippokrátēs ho Kôios; ), also known as Hippocrates II, was a Greek physician of the classical period who is considered one of the most outstanding figures in the history of ...
text ''
On the Sacred Disease ''On the Sacred Disease'' is a work of the Hippocratic Corpus, written about 400 B.C. Its authorship cannot be confirmed, so is regarded as dubious. The treatise is thought to contain one of the first recorded observations of epilepsy in humans. ...
'' which refers to the mind as 'brain activity'. This definition has been rejected by sociologists, linguists, and anthropologists who argued that interpersonal relationships should be part of the definition. This position is controversial, and neuroscientists and physicians have ridiculed this view, instead asserting that our thoughts and feelings, and therefore our mind, are an outcome of brain activity. This is the standard view in line with
William James William James (January 11, 1842 – August 26, 1910) was an American philosopher, historian, and psychologist, and the first educator to offer a psychology course in the United States. James is considered to be a leading thinker of the lat ...
' 1890 text '' Principles of Psychology.'' Siegel counters that because developmental studies of child attachment relationships demonstrated that severed child relationships with parents could impede growth, sometimes even causing death, as first described in
Sigmund Freud Sigmund Freud ( , ; born Sigismund Schlomo Freud; 6 May 1856 – 23 September 1939) was an Austrian neurologist and the founder of psychoanalysis, a clinical method for evaluating and treating psychopathology, pathologies explained as originatin ...
's 1927 text ''
The Question of Lay Analysis ''The Question of Lay Analysis'' (german: Die Frage der Laienanalyse) is a 1926 book by Sigmund Freud, the founder of psychoanalysis, advocating the right of non-doctors, or 'lay' people, to be psychoanalysts. It was written in response to Theodore ...
'', a more expansive view was warranted. Over the next four and half years Siegel and similar-minded colleagues began to construct the framework of interpersonal neurobiology. Other academics who have contributed to the concept of IPNB are Alan Schore, Louis Cozolino, and Bonnie Badenoch.


Aspects

IPNB offers the Brain-Mind-Relationship or Triangle of Well-being concept to explain how social interactions shape neural connections. The biological and social interactions create continuous feedback loops, effected via
neuroplasticity Neuroplasticity, also known as neural plasticity, or brain plasticity, is the ability of Neural circuit, neural networks in the brain to change through growth and reorganization. It is when the brain is rewired to function in some way that diffe ...
.


Brain/body

The brain and body are intimately connected. The body holds multiple clusters of neurons. E.g., the human gut has approximately 100,000,000 neurons. Stephen Porges'
polyvagal theory Polyvagal theory (''poly-'' "many" + ''vagal'' "wandering") is a collection of unproven, evolutionary, neuroscientific, and psychological constructs pertaining to the role of the vagus nerve in emotion regulation, social connection and fear respo ...
claims that the
vagus nerve The vagus nerve, also known as the tenth cranial nerve, cranial nerve X, or simply CN X, is a cranial nerve that interfaces with the parasympathetic control of the heart, lungs, and digestive tract. It comprises two nerves—the left and right ...
system is central to connecting these clusters. Siegel's model of the brain attempts to simplify the complexity of brain formation in emphasizing interaction between the
brainstem The brainstem (or brain stem) is the posterior stalk-like part of the brain that connects the cerebrum with the spinal cord. In the human brain the brainstem is composed of the midbrain, the pons, and the medulla oblongata. The midbrain is cont ...
,
limbic system The limbic system, also known as the paleomammalian cortex, is a set of brain structures located on both sides of the thalamus, immediately beneath the medial temporal lobe of the cerebrum primarily in the forebrain.Schacter, Daniel L. 2012. ''Ps ...
s (
hippocampus The hippocampus (via Latin from Greek , 'seahorse') is a major component of the brain of humans and other vertebrates. Humans and other mammals have two hippocampi, one in each side of the brain. The hippocampus is part of the limbic system, a ...
and
amygdala The amygdala (; plural: amygdalae or amygdalas; also '; Latin from Greek, , ', 'almond', 'tonsil') is one of two almond-shaped clusters of nuclei located deep and medially within the temporal lobes of the brain's cerebrum in complex verteb ...
) and middle
prefrontal cortex In mammalian brain anatomy, the prefrontal cortex (PFC) covers the front part of the frontal lobe of the cerebral cortex. The PFC contains the Brodmann areas BA8, BA9, BA10, BA11, BA12, BA13, BA14, BA24, BA25, BA32, BA44, BA45, BA46, ...
. * Brainstem: A major role of the brainstem involves regulation. This mediation of the
autonomic nervous system The autonomic nervous system (ANS), formerly referred to as the vegetative nervous system, is a division of the peripheral nervous system that supplies viscera, internal organs, smooth muscle and glands. The autonomic nervous system is a control ...
(including the sympathetic and
parasympathetic nervous system The parasympathetic nervous system (PSNS) is one of the three divisions of the autonomic nervous system, the others being the sympathetic nervous system and the enteric nervous system. The enteric nervous system is sometimes considered part of ...
s) controls our
homeostasis In biology, homeostasis (British English, British also homoeostasis) Help:IPA/English, (/hɒmɪə(ʊ)ˈsteɪsɪs/) is the state of steady internal, physics, physical, and chemistry, chemical conditions maintained by organism, living systems. Thi ...
of heart rate, breathing, hunger, and rest, as well as our fight/flight/freeze/faint responses to perceived threats and other stimuli. * Hippocampus: The hippocampus is associated with explicit and declarative memory and begins development at approximately 18 months of age. * Amygdala: The amygdala primarily processes memories, emotions, and decisions. It mediates fear, rapidly absorbing and analysing information faster than the conscious mind to potentially trigger a fight or flight response through the brain stem. *Prefrontal cortex: Within the prefrontal cortex is the middle prefrontal region, including the
orbitofrontal cortex The orbitofrontal cortex (OFC) is a prefrontal cortex region in the frontal lobes of the brain which is involved in the cognitive process of decision-making. In non-human primates it consists of the association cortex areas Brodmann area 11, 12 ...
,
medial frontal gyrus The superior frontal gyrus is situated above the superior frontal sulcus and is continued on to the medial surface of the hemisphere, the medial frontal gyrus. The medial and superior frontal gyri are two of the frontal gyri of the frontal lo ...
and
ventrolateral prefrontal cortex The ventrolateral prefrontal cortex (VLPFC) is a section of the prefrontal cortex located on the inferior frontal gyrus, bounded superiorly by the inferior frontal sulcus and inferiorly by the lateral sulcus. It is attributed to the ana ...
. These areas are responsible for abstract ideas/thoughts, reasoning/thinking, and planning ahead. The area has been linked to regulation of the autonomic nervous system, social cognition, morality, and self-awareness. Due to the close proximity of the middle-prefrontal cortex, the brainstem, and limbic systems, Siegel argued that the integration of these areas via the prefrontal cortex that controlled nine essential neurobiological and interpersonal functions, including: *Body regulation * Attuned communication * Emotional balance * Response flexibility * Fear modulation * Empathy * Insight * Moral awareness * Intuition


Mind

In IPNB, the mind is the embodied and relational process that regulates the flow of energy and information both within and between brains. IPNB decomposes the term ''mind'' into four facets: *
Subjective experience In philosophy of mind, qualia ( or ; singular form: quale) are defined as individual instances of subjective, conscious experience. The term ''qualia'' derives from the Latin neuter plural form (''qualia'') of the Latin adjective '' quālis'' () ...
- one's respective perception and felt texture of life *
Consciousness Consciousness, at its simplest, is sentience and awareness of internal and external existence. However, the lack of definitions has led to millennia of analyses, explanations and debates by philosophers, theologians, linguisticians, and scien ...
- the experience of knowing or being aware, and the knowledge or that awareness *
Information processing Information processing is the change (processing) of information in any manner detectable by an observer. As such, it is a process that ''describes'' everything that happens (changes) in the universe, from the falling of a rock (a change in posit ...
- collecting, storing, using, and producing information. *
Self-organisation Self-organization, also called spontaneous order in the social sciences, is a process where some form of overall order arises from local interactions between parts of an initially disordered system. The process can be spontaneous when suff ...
- when the parts of a complex system differentiate and then link without external control. A failure of self-organisation leaves a chaotic or inflexible outcome.


Relationships

In
epigenetics In biology, epigenetics is the study of stable phenotypic changes (known as ''marks'') that do not involve alterations in the DNA sequence. The Greek prefix '' epi-'' ( "over, outside of, around") in ''epigenetics'' implies features that are "o ...
,
psychological development Developmental psychology is the scientific study of how and why humans grow, change, and adapt across the course of their lives. Originally concerned with infants and children, the field has expanded to include adolescence, adult development, ...
can occur through interchange between heredity and environment, with the surrounding culture and environment influencing personality development. IPNB elevates epigenesis, claiming that neurons from variant experiences/relationships can alter regulatory molecules that control
gene expression Gene expression is the process by which information from a gene is used in the synthesis of a functional gene product that enables it to produce end products, protein or non-coding RNA, and ultimately affect a phenotype, as the final effect. The ...
, thus shaping the activity and structure of neural circuits. Relationships associated with negative affect experiences cause related neurons to develop thicker axons and more dendrites, which allow affect behaviour faster and more intensely than information coming from the prefrontal cortex. Neural clusters associated with positive affect are evidently not as influential in the brain, to the extent that they are less salient for survival. Negative experiences form stronger neural connections between the amygdala, and brainstem, which are reinforced through mental repetition and attentional bias. Such experiences shape neural connections, from which the mind emerges.


Integration

Siegel refers to integration as the process of linking parts into a functional whole. In IPNB, integration comes from the energy and information flow between relationships and the brain. Interpersonal relationships early in life shape neural structures that allow a coherent world view. Relationships thereby facilitate or inhibit the integration of a holistic, coherent experience. Using a MEG,
connectome A connectome () is a comprehensive map of neural connections in the brain, and may be thought of as its "wiring diagram". An organism's nervous system is made up of neurons which communicate through synapses. A connectome is constructed by tr ...
harmonics reveals how the brain recruits differentiated regions into a harmonious whole. Impaired integration, potentially though poor infant-caregiver relationships, may stimulate 'chaotic' or 'rigid' patterns of behaviour, possibly explaining why development is 'stunted' in such individuals.


Domains

Siegel identified nine domains of integration imperative for brain health: * Consciousness – differentiating the knowing from the knowns of what we are aware of * Bilateral – left and right hemispheres * Vertical – linking the brainstem and limbic area to higher cortical regions * Memory – linking the elements of
implicit memory In psychology, implicit memory is one of the two main types of long-term human memory. It is acquired and used unconsciously, and can affect thoughts and behaviours. One of its most common forms is procedural memory, which allows people to perfo ...
to explicit memory. * Narrative – making sense of memory and experience to establish meaning in events * State – respecting the states of mind that make up memory, thought, behaviour, and action * Interpersonal – respecting others' inner experiences and engaging in respectful communication * Temporal – representing time/change and reflect on the passage of time (e.g. life versus death). * Identity – the sense of agency and coherence (potentially associated with feelings of belonging)


Impact on attachment and development

IPNB examines how integrative experiences promote or
prune A prune is a dried plum, most commonly from the European plum (''Prunus domestica''). Not all plum species or varieties can be dried into prunes. A prune is the firm-fleshed fruit (plum) of ''Prunus domestica'' varieties that have a high solu ...
the growth of integrative brain fibres. At birth, an infant's brain occupies approximately 25% the volume of an adults brain in its first year and 75% in its second year. This development is affected by the environment, as the subcortical areas in the brain undergo rapid growth in the first 6 months.
Mirror neuron A mirror neuron is a neuron that fires both when an animal acts and when the animal observes the same action performed by another. Thus, the neuron "mirrors" the behavior of the other, as though the observer were itself acting. Such neurons hav ...
s promote this development, as they fire both when one sees an intentional act in someone else and then when they perform that same action, "mirroring" the behaviour of the other. Mirror neurons also stimulate internally what you see someone else feeling. In which mirror neurons are trained through
Hebbian learning Hebbian theory is a neuroscientific theory claiming that an increase in synaptic efficacy arises from a presynaptic cell's repeated and persistent stimulation of a postsynaptic cell. It is an attempt to explain synaptic plasticity, the adaptation ...
, the simultaneous activation of cells leads to pronounced increases in synaptic strength between those cells, meaning "cells that fire together, wire together." In IPNB, infants and children learn emotions like happiness and sadness from their relationships with and mirroring of their primary caregivers. The attuned communication of the caregiver being empathetic and presenting their emotional availability to the infant shapes their emotional development, both verbally and nonverbally. The caregivers reactions to emotions also become the way the child understands which emotions are acceptable, with the child's future relationships possibly being contingent upon the infant caregiver relationship. However, regions including the prefrontal cortex develop into the third decade of life, with basic emotional regulation not being an overly reliant factor on the caregiver. Growing up in dysfunctional family environments or experiencing social isolation can atrophy the 'emotional' areas of the brain. For example, toxic parent-child attachments involving verbal/physical abuse, and regular angry interactions impairs the child's sense of agency, coherence, and affectivity in interactions with others. Parents with unresolved personal issues may project these emotions onto their children. Internally, elevated
cortisol Cortisol is a steroid hormone, in the glucocorticoid class of hormones. When used as a medication, it is known as hydrocortisone. It is produced in many animals, mainly by the ''zona fasciculata'' of the adrenal cortex in the adrenal gland ...
in the limbic region coincides with suboptimal attachment experiences that can kill neurons and alter genes in the
hypothalamic pituitary adrenal axis The hypothalamus () is a part of the brain that contains a number of small nuclei with a variety of functions. One of the most important functions is to link the nervous system to the endocrine system via the pituitary gland. The hypothalamus i ...
(HPA), which controls stress hormone release. The regulatory molecules that control gene expression can be changed by stress, leading to the accelerated pruning and restructuring of neural networks, increasing latent vulnerability to attachment and
mental disorder A mental disorder, also referred to as a mental illness or psychiatric disorder, is a behavioral or mental pattern that causes significant distress or impairment of personal functioning. Such features may be persistent, relapsing and remitti ...
s.'''' Altogether, depending on the healthiness of the child-caregiver relationship, distinct attachment styles identified in clinical observation will be promoted within the child, including
secure attachment Secure attachment is classified by children who show some distress when their caregiver leaves but are able to compose themselves quickly when the caregiver returns. Children with secure attachment feel protected by their caregivers, and they know ...
, anxious-ambivalent attachment, and anxious-avoidant/dismissive-avoidant attachment. Children lacking a secure attachment with their caregiver are more prone to mental illness. Siegel asserts that too few inhibitory fibres connect the middle prefrontal cortex to the amygdala in people with
bipolar disorder Bipolar disorder, previously known as manic depression, is a mental disorder characterized by periods of depression and periods of abnormally elevated mood that last from days to weeks each. If the elevated mood is severe or associated with ...
. An 8-year-old with 900 fibers going connecting to their amygdala to calm it down, needs 600 to make it work well.'''' But during adolescence, high stress levels (as well as probably being genetically induced) can prune half the inhibitory fibres, leading to symptoms (such as mood swings). Parents damaged by an infant-caregiver attachment issue can unknowingly pass this attachment style to their children. Effective therapy may be able to create new connections and neural nets associated with better regulation of emotions and attuned communication, fostering better interpersonal relationships.


Applications to practice

Although little empirical research asseses the in-depth application of interpersonal neurobiology, various IPNB-informed studies have been conducted.


Counselling


Miller et al. 2016

This small study (n=6) used an interpretative phenomenological analysis (IPA) framework in collecting beliefs about the potential improvements of counsellors clinical practice after learning IPNB in a one-year course. In sum, the counsellors accepted that IPNB facilitated personal and professional development. They reported an increase in compassion, empathy, and acceptance towards self and others. They also reported increased self-awareness, presence in relationships with others, and confidence in their own intuition as clinicians, all of which are proven qualities for effective counselling. The majority of participants noted movement toward more secure attachments, allowing them to better engage with clients. They reported greater awareness of reactions to clients that were due to their own personal histories, allowing them to respond more to clients' needs rather than their own needs. Participants reported that IPNB's perspective on experiences influencing brain development and the mind helped them see individuals' struggles in a less pathological frame. This shift in understanding client struggles was deemed likely to improve the empathy and thus, interpersonal relationship and selected interventions between practitioner and client. The subjective nature of the IPA framework and small sample size limits the reliability and validity of the study. Participants had relatively homogenous gender and ethnic characteristics, limiting the study's generality.


Meyer et al. 2013

Meyer, et al. (2013) addressed IPNB through the biological and interpersonal processes occurring within infant/caregiver relationships, and what this development of the
nature vs nurture Nature versus nurture is a long-standing debate in biology and society about the balance between two competing factors which determine fate: genetics (nature) and environment (nurture). The alliterative expression "nature and nurture" in English h ...
debate implies for counsellors. The study encouraged counsellors to take a holistic approach to practice, incorporating natural and nurturing influences, such as viewing the emotions learned from caregivers in relation to psychological functioning. Counsellors may measure constructs such as affect regulation to understand a patient's emotional development and relate it to the state of integrative fibres in the prefrontal cortex and limbic system. It recommended implementing IPNB concepts of attachment into the counselling relationship helping form a secure attachment between counsellor and client and aiding the client to reconstruct healthy affect patterns in a safe environment. The study advocated attuned communication, emotional mirroring, and empathy. It advised counsellors to determine what emotional patterns are in effect and attempt the neural wiring of healthy patterns.


Therapies


Badenoch and Cox, 2013

Badenoch and Cox's (2013) text shares their experience of integrating IPNB into
group therapy Group psychotherapy or group therapy is a form of psychotherapy in which one or more therapists treat a small group of clients together as a group. The term can legitimately refer to any form of psychotherapy when delivered in a group format, i ...
. It reported increased empathetic and mindful awareness between therapist and group members via a thorough understanding of IPNB. They report that this mindful awareness of the self and others assists the integration between prefrontal cortex and limbic regions, enhancing emotional regulation and sense of confidence, followed by increased compassion. This reported calmness provides calms the room, allowing a larger range of experiences to emerge. Infant-caregiver relationships in IPNB are explored to allow patients to recognise that previously believed character flaws may actually be indicative of neurobiological development issues, which decrease shame and heighten self-compassion. Information on neuroplasticity suggesting the potential to rewire unhealthy neural pathways is reported to have alleviated longstanding struggles within the group. An implicit memory activity involving the recall of a recent pleasant experience e.g., "playing frisbee with my dog in the park last Sunday," and reflecting afterwards was reportedly effective in the group therapy. Recalling the positive feeling allowed patients to be more in-touch with their emotions and strengthen their emotional control. Understanding the types of memories and emotions may enable a group therapist to see participants with greater clarity and to discern the memory patterns affecting the movement or sensations of the body. It may allow group therapists to maintain therapist-patient connections.


Other


Page, L. 2006

Page's (2006) journal illustrates the application of IPNB concepts into leadership/management in constituting organisational change. Page states the mindful and social awareness IPNB-informed teachings can induce may allow more collaborative, contingent communication, allowing others to 'feel felt.' Page then believes this attuned communication and energy is then imitated and mirrored by employees. Over time, neural, mental, and behavioral patterns become engrained within the organisation, encouraging employees to take on the challenge of distributed leadership, enhancing individual and organizational complexity.


References


Further reading


{{Neuroscience Neuroscience Neuropsychology Attachment theory